This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive—MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation, the objectives and some outcomes of regulation are comparable. Similarly, as the current global financial and economic crisis exposed gaps in securities regulations worldwide, regulators in both regions face similar challenges. This study will be particularly useful for World Bank member countries that are looking at either the European or U.S. regulations when conducting market reforms.
1113670175
Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations
This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive—MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation, the objectives and some outcomes of regulation are comparable. Similarly, as the current global financial and economic crisis exposed gaps in securities regulations worldwide, regulators in both regions face similar challenges. This study will be particularly useful for World Bank member countries that are looking at either the European or U.S. regulations when conducting market reforms.
14.99
In Stock
5
1
Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations
240
Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations
240eBook
$14.99
$19.99
Save 25%
Current price is $14.99, Original price is $19.99. You Save 25%.
Related collections and offers
14.99
In Stock
Product Details
| ISBN-13: | 9780821382547 |
|---|---|
| Publisher: | World Bank Publications |
| Publication date: | 01/12/2010 |
| Series: | World Bank Working Papers Series |
| Sold by: | Barnes & Noble |
| Format: | eBook |
| Pages: | 240 |
| File size: | 387 KB |
From the B&N Reads Blog