Financial Services Law
The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape. The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016. The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform. Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Solvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters. There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.
1133658039
Financial Services Law
The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape. The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016. The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform. Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Solvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters. There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.
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Financial Services Law

Financial Services Law

Financial Services Law

Financial Services Law

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Overview

The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape. The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016. The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform. Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Solvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters. There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.

Product Details

ISBN-13: 9780192550583
Publisher: OUP Oxford
Publication date: 03/08/2018
Sold by: Barnes & Noble
Format: eBook
Pages: 1264
File size: 2 MB

About the Author

Professor George Walker is Professor of International Financial Law at the Centre for Commercial Law Studies at Queen Mary University of London. He is also a solicitor and consultant to Farrer&Co. Robert Purves is a commercial lawyer at Three Verulam Buildings. Robert began his legal career as an Attorney and then Solicitor, transferring to the Bar in 2007. From April 2003, Robert was Chief Counsel, Insurance and Prudential Policy at the Financial Services Authority. Michael Blair QC (consultant editor) is a barrister at 3 Verulam Buildings and a specialist on financial services and financial services regulation. He joined 3VB in 2000 after serving as General Counsel to the Board of the (then) Financial Services Authority from 1998-2000.

Table of Contents

Part I - REGULATORY STRUCTURE
1. UK Financial Services Reform, George Walker
2. Statutory Framework for UK Financial Services Regulation, Paul Kennedy
3. European Financial Services, Jane Welch and Peter Parker
4. International Agreements and Supranational Bodies, Deborah Sabalot
Part II - FINANCIAL SERVICES REGULATION
5. The Prudential Regulation Authority and the Financial Conduct Authority, Robert Purves
6. The FCA Handbook and the PRA Rulebook, Robert Purves
7. Regulatory Processes - Authorisation and Supervision, Simon Gleeson
8. Individual Accountability, Peter Snowdon and Simon Lovegrove
9. Enforcement, Angela Hayes & Matthew Feehily
10. Financial Redress - Complaints, Disputes, and Compensation, Alex Kuczynski, James Darbyshire, & Casey McGrath
11. Listing and Public Offers, Julia Machin
12. Market Abuse, Andrew Tuson
13. Insider Dealing and Misleading Statements and Impressions, Andrew Tuson
14. Money Laundering and Financial Crime, Peter Snowdon & Simon Lovegrove
15. Financial Regulation in Commercial Disputes, Farhaz Khan & Jon Holland
Part III - FINANCIAL SECTORS AND ACTIVITIES
16. Banks and Banking, George Walker
17. Insurance Regulation, Noleen John, Maria Ross, and Laura Hodgson
18. Wholesale Investment Firms, Etay Katz
19. Retail Investment Firms, Gerard McMeel
20. Home Finance Transactions, Robert Purves
21. Consumer Credit, Eva Lomnicka
22. Collective Investment Schemes, Philip Hinks
23. Islamic Financial Services, Andrew Henderson
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