Securities Regulation: Cases and Materials / Edition 9

by James D. Cox, Robert W. Hillman, Donald C. Langevoort

Overview

With its modular organization, Cox, Hillman, and Langevoort's second edition is notable for its currency and class—proven pedagogy. This popular casebook builds on the problem approach to provide an intellectually stimulating yet eminently teachable introduction to the field.

SECURITIES REGULATION, Second Edition, opens with an engaging chapter that presents the issues in terms of their effect on investors. From this unique starting point, students progress to well—conceived problems that require them to fill the role of judge or lawyer. Timely coverage brings students in direct contact with:ú

mutual funds; a new chapter on Investment Advisers and Investment Companies explores the growth of the industry and the resulting regulatory problemsú the Private Securities Litigation Reform Act of 1995

today's high tech environment and its implications for regulation

contemporary theories and academic literature

The problems in SECURITIES REGULATION, Second Edition, are carefully structured to be multi—level, so professors have a point of departure into as much theory as they wish. With this modular casebook, you can select the subjects and topics you wish to cover and sequence them to match your syllabus. Whatever level of depth and detail your course brings to the Securities Act or the Securities Exchange Act, this fully revised casebook will fit your needs.

Product Details

ISBN-13:	9781543810646
Publisher:	Wolters Kluwer Law & Business
Publication date:	11/19/2019
Series:	Aspen Casebook Series
Edition description:	9th ed.
Pages:	1136
Product dimensions:	7.40(w) x 10.10(h) x 1.80(d)

Table of Contents

Chapter 1. The Legal and Institutional Framework of Securities Regulation
Chapter 2. The Definition of a Security
Chapter 3. The Public Offering
Chapter 4. Exempt Transactions
Chapter 5. Secondary Distributions
Chapter 6. Recapitalizations, Reorganizations, and Acquisitions
Chapter 7. Exempt Securities
Chapter 8. Liability Under the Securities Act
Chapter 9. Financial Reporting: Mechanisms, Duties, and Culture
Chapter 10. Inquiries into the Materiality of Information
Chapter 11. The Securities Exchange Act of 1934: Markets and Information
Chapter 12. Fraud in Connection with the Purchase or Sale of a Security
Chapter 13. The Enforcement of the Securities Laws
Chapter 14. The Regulation of Insider Trading
Chapter 15. Shareholder Voting and Going-Private Transactions
Chapter 16. Corporate Takeovers
Chapter 17. Regulation of the Securities Markets and Broker-Dealers
Chapter 18. The Investment Advisers and Investment Company Acts of 1940
Chapter 19. Transnational Fraud and the Reach of U.S. Securities Laws

Table of Cases
Index