Table of Contents
Preface viii
Further reading x
Author biographies xii
List of symbols xiii
1 Introduction 1-1
1.1 Photonics 1-1
1.2 Integrated photonics 1-1
1.3 Silicon photonics 1-2
1.4 Silicon-on-insulator technology in this book 1-3
References 1-3
2 Waveguides 2-1
2.1 Maxwell's equations for linear, passive materials 2-1
2.2 Dielectric slab waveguides 2-2
2.2.1 TE modes 2-4
2.2.2 TM modes 2-5
2.3 General properties of modes in dielectric waveguides 2-7
2.3.1 Guided waves described by Ex Ey, Hx and Hy 2-7
2.3.2 Guided waves described by Ez and Hz 2-9
2.3.3 Orthogonality 2-11
2.3.4 Power flow 2-13
2.3.5 Mode normalization 2-14
2.3.6 Mode expansion conjecture 2-14
2.3.7 Waveguides with losses and bends 2-16
2.4 Rectangular Si waveguides: extension of Marcatili's approach 2-18
2.4.1 Ansatz for the shape of the field 2-18
2.4.2 Boundary conditions 2-20
2.4.3 Approximate methods 2-22
2.4.4 Avoided crossing of modes with similar propagation constants 2-26
2.4.5 Dispersion: effective group index 2-30
2.5 Rigorous numerical mode-solvers 2-32
2.6 Typical silicon-on-insulator waveguides 2-33
References 2-35
3 Components 3-1
3.1 Directional couplers 3-1
3.1.1 Coupled mode theory 3-1
3.1.2 Eigenmode expansion (EME) 3-3
3.1.3 Rigorous FDTD simulations 3-5
3.2 Multimode interference (MMI) couplers 3-8
3.2.1 Approximate description of the guided modes 3-8
3.2.2 Multimode propagation and interference 3-11
3.2.3 Imaging and power splitting 3-13
3.2.4 A 2 × 2 MMI coupler 3-15
3.2.5 Comparison with rigorous numerical simulations 3-17
3.3 Fibre to chip coupling 3-19
3.3.1 Inverted optical taper (fibre to chip coupler) 3-22
3.3.2 Basic out-of-plane grating couplers 3-23
3.3.3 Advanced grating couplers 3-28
3.4 Ring and racetrack resonators 3-30
3.4.1 Silicon ring resonators with directional couplers 3-32
3.4.2 Ring resonator resonances 3-32
3.4.3 Ring resonators with a non-uniform waveguide 3-35
3.5 Mach-Zehnder interferometers 3-36
References 3-39
4 Computational methods 4-1
4.1 Finite difference time domain (FDTD) 4-1
4.2 The eigenmode expansion method 4-6
4.2.1 Properties of unidirectional modes 4-7
4.2.2 Number of modes 4-7
4.2.3 Mode matching 4-8
4.2.4 The T-matrix scheme 4-10
4.2.5 The S-matrix scheme 4-11
4.2.6 Examples: MMI coupler and grating coupler 4-13
References 4-15
5 Devices 5-1
5.1 Ring resonator sensors 5-2
5.1.1 Ring resonators 5-2
5.1.2 Temperature sensors 5-3
5.1.3 Sensor systems and interrogation 5-4
5.1.4 Influence of an external effect on rectangular silicon waveguides 5-4
5.1.5 Biosensors 5-6
5.1.6 Ultrasound sensors 5-7
5.2 Silicon photonic modulators based on carrier-depletion in a MZI 5-11
5.2.1 Modulation formats: on-off keying 5-12
5.2.2 Electro-optical conversion: pn-junction carrier depletion 5-12
5.2.3 Phase to amplitude: Mach-Zehnder inferometer 5-15
5.2.4 A 40 GBit/s optical modulator 5-16
5.3 Fabrication technology and design of optical circuits 5-17
5.3.1 Example: design of racetrack for ultrasound sensor 5-20
References 5-21
Appendices
A Coupled mode theory of parallel waveguides A-1
B Lossless transmission matrix B-1
C Semiconductor physics of pn-junctions C-1