For registered investment advisers, the pressure to understand changing compliance regulations, and to meet the requirements they impose, has never been more intense. The RIA's Compliance Solution Book gathers the information needed most and gives advisers plain-English translations of the critical rules and regulations. 20 CFP CE credit hours available.
For registered investment advisers, the pressure to understand changing compliance regulations, and to meet the requirements they impose, has never been more intense. The RIA's Compliance Solution Book gathers the information needed most and gives advisers plain-English translations of the critical rules and regulations. 20 CFP CE credit hours available.
![The RIA's Compliance Solution Book: Answers for the Critical Questions](http://img.images-bn.com/static/redesign/srcs/images/grey-box.png?v11.10.4)
The RIA's Compliance Solution Book: Answers for the Critical Questions
316![The RIA's Compliance Solution Book: Answers for the Critical Questions](http://img.images-bn.com/static/redesign/srcs/images/grey-box.png?v11.10.4)
The RIA's Compliance Solution Book: Answers for the Critical Questions
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Product Details
ISBN-13: | 9780470885086 |
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Publisher: | Wiley |
Publication date: | 05/20/2010 |
Series: | Bloomberg Financial , #57 |
Sold by: | JOHN WILEY & SONS |
Format: | eBook |
Pages: | 316 |
File size: | 6 MB |